September 18, 2019 – Anatomy of an Exam

What to Expect During a Federal Bank Exam

Even if you’re not regulated by OCC, FDIC, etc. it’s helpful to understand what’s important during a regulatory exam. Paul Groot, OCC National Bank Examiner, will share the ins and outs of the exam process, how examiners prepare for the examine what they look for, and how you can help assure a smooth process.  Paul’s discussion will include:

  • Key risk themes
  • (Exam) Strategy development
  • Initiation of the exam
  • On-site activities
  • Assessment of Credit Underwriting
  • Review and Analysis
  • Wrap up, and
  • Additional levels of review